Financial Advisor Business Plan Template

Written by Dave Lavinsky

Financial Advisor Company Overview

 

Who is Prime Wealth Financial Advisors?

Prime Wealth Financial Advisors is an incorporated limited liability company in Philadelphia, Pennsylvania. We specialize in providing financial products and services for our clients in order to build their wealth and retirement plans. All of our clients come from multitudes of backgrounds and need help planning for the future. Prime Wealth Financial Advisors understands the needs, wants, and long-term goals for each client and we work one-on-one with them to develop, implement, and execute a strategy to help them achieve those financial goals.

Prime Wealth Financial Advisors is led by Certified Financial Planners Andrew Shane and Timothy Johnson. Together they have over 40 years of industry experience and have recruited a team to open the Prime Wealth Financial Advisors office in Philadelphia. Their proven experience, commitment, and understanding have made them two of the most credible financial advisors in Philadelphia.

Prime Wealth Financial Advisors History

Andrew Shane and Timothy Johnson have worked together as colleagues for ten years at the Fisher Investments Philadelphia office. Combined they have managed portfolios for clients that total over $1 billion dollars. Their client portfolios include doctors, lawyers, educators, hedge fund executives, and government and military retirees that receive a pension. Andrew Shane and Timothy Johnson have an extensive list of clients and continue to receive referrals from satisfied clients.

They have recently decided to open their own financial advisor company and provide products and services that they would be limited to at a large institutional corporation. They would also be able to charge smaller fees to their clients and translate those savings into an increase in net worth to the clients’ portfolios.

Since incorporation, Prime Wealth Financial Advisors has achieved the following milestones:

  • Located and signed a Letter of Intent for a 2,000 square foot office space located in a premier business office tower in downtown Philadelphia.
  • Registered Prime Wealth Financial Advisors, LLC to do business in the state of Pennsylvania and obtained all necessary permitting and licensing for the financial advisor business.
  • Began recruiting a staff of 2 additional licensed financial advisors, an office manager, and an administrative assistant/receptionist.

 

Prime Wealth Financial Services

Prime Wealth will offer the following financial advisor services:

  • Risk management and insurance planning
  • Education saving planning
  • Tax planning
  • Legacy or charitable planning
  • Retirement planning
  • Portfolio management
  • Estate planning